Typical compliance management workflow
The general workflow in ComplyAssistant involves:
Create a question library, or use one of the system-defined libraries.
Create an assessment definition.
Choose a question library.
Create one or more tasks.
Create one or more events.
Designate recipients and send the assessment.
Add one or more reminders to prompt recipients.
Receive assessment responses from recipients.
Review dashboards, easily and directly view details, and follow up with recipients and other stakeholders.
The sections in our knowledge base explain all the aspects of each part of the workflow and provide detail instructions on how to use all of the features in the software.
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Regulation management process
Regulation management organizes your compliance activities around regulations and the parts of the rule. This module gives you the ability to record compliance and risk levels for each location in your organization, assign risk mitigation procedures, ...
View compliance and risk trend for a regulation
Todo
Create and Assign a Task
You can create a task and optionally assign it to one or more people. Besides creating general action items, you can create tasks related directly to other compliance items. See Types of Tasks in the Overview for more info. To create and assign a ...
Start managing a regulation
Regulation management allows your organization to record compliance and risk levels, assign risk mitigation procedures, and document compliance processes for each location in your organization. Follow these steps to begin managing a regulation: Click ...
Overview of Tasks
To access all existing tasks, click the Task menu at the top of the page. Task Groups ComplyAssistant organizes your tasks in task groups. These are either user-made groups or groups made by ComplyAssistant to organize tasks around other compliance ...