Typical compliance management workflow
The general workflow in ComplyAssistant involves:
Create a question library, or use one of the system-defined libraries.
Create an assessment definition.
Choose a question library.
Create one or more tasks.
Create one or more events.
Designate recipients and send the assessment.
Add one or more reminders to prompt recipients.
Receive assessment responses from recipients.
Review dashboards, easily and directly view details, and follow up with recipients and other stakeholders.
The sections in our knowledge base explain all the aspects of each part of the workflow and provide detail instructions on how to use all of the features in the software.
Create and assign a task
You can create a task and optionally assign it to one or more people. Follow these steps: Click Tasks in the main header. Click + Add New Task in the Action Box. Choose a task group, or create a new Task Group. by clicking the + Add New Generic ...
Overview of tasks
To access all existing tasks, click the Task menu at the top of the page. Task groups ComplyAssistant organizes your tasks in task groups. These are either user-made groups or groups made by ComplyAssistant to organize tasks around other compliance ...
User interface layout
ComplyAssistant is designed to be simple and straightforward. This article explains the general features that can be found throughout the website. Dashboard The dashboard is the first page that appears when you log in. User menus appear at the ...
Create an Audit Definition
In the Audit feature, you can manage government regulations with pre-packaged and customizable audit definitions. The workflow is simple: create an audit definition, assign the audit, and complete the audit (using the mobile app, if applicable). ...
A set of audit categories is available for each account. Click the Categories link on the left side of the page to view the complete list. In the list, click on a category to see its details, such as rule definition, compliance level type, and the ...